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Series 6 Dump Sheet or Flashcards – Which One to Choose?
Exam Breakdown:
The exam is divided into four major sections:- Seeks Business for the Broker-Dealer from Customers and Potential Customers (24%)
- Open Accounts After Obtaining and Evaluating series 6 dump sheet Customers’ Financial Profile and Investment Objectives (20%)
- Provides Customers with Information About Investments, Makes Suitable Recommendations, Transfers Assets, and Maintains Appropriate Records (44%)
- Obtains and Verifies Customer’s Purchase and Sales Instructions and Completes Transactions (12%)
Key Concepts Covered in the Series 6 Exam
To help you study effectively, here are some of the key topics covered in the Series 6 Dump Sheet:Securities and Investment Products
Mutual Funds: Open-end investment companies with diversified portfolios. Variable Annuities: Insurance products offering investment choices. UITs (Unit Investment Trusts): Fixed portfolios of securities. Closed-End Funds: Traded on exchanges, have a fixed number of shares.
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